Dulce defends, investigates and advises clients in criminal and civil matters involving financial fraud, healthcare fraud, corruption, FCPA, trade secrets theft, illegal immigration, False Claims Act and other regulatory concerns.
Her practice includes guiding individuals and business organizations through all stages of their involvement in criminal and civil regulatory and compliance matters: from responding to government subpoenas and search warrants, to conducting internal investigations, negotiating with government officials, and litigating any resulting criminal, civil or administrative cases through trials and appeals. She also works with clients to help them avoid future problems, by developing prospective and remedial compliance plans, conducting employee training programs and conducting acquisition due diligence in global transactions with potential corruption risks.
Dulce has represented financial institutions, accounting firms, medical device companies, healthcare providers, academic institutions, construction companies, manufacturers, franchisors, and other closely held and publicly owned businesses, as well as business owners, board members, executives, politicians, compliance officers, lawyers, physicians and other individuals.
White Collar & Regulatory Defense
- Represented a medical device company CEO and obtained complete acquittal in month long federal jury trial based on alleged off-label promotion and conspiracy. Read more here.
- Represented a nonprofit foundation executive in a six-week federal trial involving alleged participation in a multi-million dollar Ponzi scheme.
- Represented a mortgage brokerage executive in a felony mortgage fraud prosecution.
- Represented a candidate for Minnesota Senate in an election fraud prosecution.
- Represented a restaurant owner in a prosecution for alleged hiring of illegal aliens.
- Represented a landscape business in a prosecution for alleged labor law violations.
- Represented a biofuels business in a criminal EPA investigation.
- Represented a business executive on appeal in a federal income tax evasion prosecution.
- Represented a physician on appeal in a federal consumer products tampering prosecution.
- Worked with the audit committee of a company to investigate whether its employees may be using trade secrets taken from former employers. Developed an investigation report and recommendations to the audit committee.
- Assisted a company with investigating embezzlement against the company by an IT employee. Helped the company develop a civil lawsuit against the employee and worked on behalf of the company to assist prosecutors in developing a related criminal case.
- Conducted an investigation for a for-profit school to assess whether an employee had encouraged student applicants to engage in financial aid fraud
- Conducted investigations on behalf of a university to evaluate claims against employees concerning possible research fraud, and developed reports for its academic review panel regarding the findings.
- Assisted an accounting firm in developing a report to government officials concerning trade secrets theft against the company by former employees.
False Claims Act Defense
- Represented over 80 orthopedic and neurosurgeons in a qui tam False Claims Act case alleging receipt of illegal kickbacks and off-label marketing of a medical device.
- Represented a large general contractor in a False Claims Act investigation under the disadvantaged business enterprise regulations.
- Represented a small subcontractor in a False Claims Act investigation under the disadvantaged business enterprise regulations.
- Represented a large healthcare provider in False Claims Act litigation alleging Medicare billing violations.
- Represented a Fortune 500 company in a False Claims Act case involving sales to government agencies under the Trade Agreements Act.
- Represented a physicians group in a qui tam False Claims Act Medicare fraud case.
Foreign Corrupt Practices Act (FCPA)
- Conducted an investigation into allegations that a medical device company gave kickbacks to physicians in China, and advised the company about disclosures to the Department of Justice
- Represented a large public company in a Department of Justice investigation into its acquisition of a military products business involved in a major government sting operation
- Conducted an internal investigation for an agricultural products business into a distributor’s payments related to exports to China
- Represented a small Minnesota business in its investigation of employee expenses in the Middle East
- Conducted anti-corruption acquisition due diligence for a Fortune 500 company in connection with numerous acquisitions involving global businesses
- Conducted anti-corruption acquisition due diligence for a Minnesota 100 biotechnologies company
- Advised a small medical device company in responding to FCPA-related due diligence requests from an acquirer
- Advised companies on developing anti-corruption compliance programs and policies in a variety of industries including: telecommunications, medical device, restaurant franchising, industrial equipment manufacturing, mining, construction, agricultural products and others
- Conducted numerous anti-corruption trainings for small to very large companies throughout the United States and globally
Healthcare Fraud & Compliance
- Represented a medical device company CEO in a seven-week Medicare fraud trial.
- Represented a home healthcare agency and its owner in a Medicaid fraud prosecution.
- Conducted an internal investigation for a small medical device company into potential FDA off-label violations by a company officer.
- Conducted an internal investigation for a large medical device company into Medicare anti-kickback claims alleged by a disgruntled employee.
- Conducted an internal investigation for a large medical device company into reports raising FDA regulatory concerns.
- Represented a small medical device business in litigation involving a civil consent decree with the FDA.
- Represented physicians in proceedings before the Minnesota Board of Medical Practice.
- Represented physicians in Medicare exclusion and debarment proceedings.
- Represented healthcare providers in Medicare reimbursement Appeals.
Articles & Presentations
February 1, 2013
On November 8, 2011, in a presentation to the American Conference Institute’s National Conference on the Foreign Corrupt Practices Act (FCPA), Assistant Attorney General Lanny Breuer made a significant pronouncement.Read More
May 12, 2011
Do you do business with foreign officials? Maybe more than you think. If you engage in any type of business outside the United States, or with foreign nationals in the United States, the Foreign Corrupt Practices Act (FCPA) might apply to you.Read More
PUBLICATIONS & PRESENTATIONS
- Presenter, “Death of an FDA Prosecution: Post-Mortem on the U.S. v. Howard Root Acquittal,” Fredrikson & Byron Event, March 29, 2016
- Author, “Medical device CEO’s acquittal has big implications,” Minnesota Lawyer, March 17, 2016
- Presenter, “The Foreign Corrupt Practices Act: What You May Not Know (But Should),” 20th Annual MNCPA Management & Business Advisor’s Conference, June 17, 2014
- Panelist, “Med Device and Pharma: Lessons from the Latest in Fraud and Abuse Enforcement,” 2014 Health Law Institute, June 5, 2014
- Presenter, “Foreign Corrupt Practices Act Compliance: Fighting Corruption Without Breaking the Bank,” Center for Ethical Business Cultures Members Roundtable, January 17, 2014
- “Enforcing the Foreign Corrupt Practices Act: Guidance through a Glass, Darkly,” co-authored with Lousene Hoppe, Bench & Bar of Minnesota, March 2013 edition
- “Scratching a Niche,” Twin Cities Business Magazine, February 2012
- Presenter, “Global Anti-bribery and Corruption Laws: A Guide to Mitigating Legal Risk”, London, England, November 30, 2011
- Presenter, “Strategies to Prevent, Uncover and Respond to Workplace Fraud,” Twin Cities Institute of Internal Auditors Roundtable, October 21, 2011
- “Individuals Face Greater Risks in FDA Cases,” co-authored with Robert Klepinski, FredALERT: Life Sciences, November 19, 2010
- “Whistleblower Windfall,” FredALERT: Internal Investigations, August 2010
- “A Tale of Two Companies: A Guide to Preserving Electronic Information in A Crisis,” co-authored with Oliver Fuchsberger, FredALERT: Internal Investigations, March 4, 2010
- “What Are They Thinking? The SEC Enforcement Manual And How it Can Help You in an Investigation,” FredALERT: White Collar & Regulatory Defense, February 26, 2009
- “Pursuing the Predators: Regulators’ Response to Mortgage Fraud,” Bench & Bar of Minnesota, September 2007
- “Criminal Law Practice Tips for Civil Lawyers: What to do When the Feds are at the Door,” Minnesota State Bar Association Civil Litigation Section, January 25, 2007
- “Statute Under Fire: Why Both Prosecutors And Defense Attorneys Are Challenging Minnesota’s Election Law,” co–authored with John W. Lundquist, Fredrikson & Byron’s White Collar & Regulatory Defense Focus Newsletter, July 2004
- “Transactions Involving the Government: What Cautious Companies Should Know About the Conspiracy Law,” Fredrikson & Byron’s White Collar & Regulatory Defense Focus Newsletter, November 2003
- “Changes in Federal Policy on Prosecuting Corporations,” FredNEWS: White Collar & Regulatory Defense, October 2008
Honors & Education
- University of Minnesota Law School, J.D., 1998, magna cum laude
- Macalester College, B.A., Psychology, magna cum laude
- Minnesota, 1998
- U.S. Dist. Court for the Dist. of Minnesota, 2000
- Eighth Circuit Court of Appeals
- U.S. Dist. Court for the Central Dist. of Illinois, 2002
- U.S. Dist. Court for the Western Dist. of Wisconsin, 2006
- First Circuit Court of Appeals, 2009
- The Best Lawyers in America, Criminal Defense: White-Collar, 2016
- Minnesota Super Lawyers, Super Lawyer
- Minnesota Super Lawyers, Top 50 Women
- Minnesota State Bar Association, North Star Lawyer, 2013-2014
- Advocates for Human Rights, Special Recognition Award, 2009
- Minnesota State Bar Association Publications Committee, Elmer H. Wiblishauser Author’s Award, 2008
- Order of the Coif, Member
- Minnesota Law Review
- Phi Beta Kappa, Member
- Judicial Clerkship: Honorable John R. Tunheim, U.S. District Court for the District of Minnesota, 1998-2000
- Federal Bar Association Minnesota Chapter, Executive Board Member
- American Bar Association Criminal Justice Section
- American Bar Association Business Law Section/White Collar Crime Committee
- Minnesota State Bar Association
- Hennepin County Bar Association
- Eighth Circuit Bar Association
- National Association of Criminal Defense Lawyers
- Minnesota Association of Criminal Defense Lawyers
- Fredrikson & Byron, P.A., Foundation Board of Directors, Member
- Loan Repayment Assistance Program Board Member
- Eighth Circuit History Committee, District of Minnesota, Treasurer