Joe assists clients with mergers and acquisitions, securities offerings, SEC compliance and general corporate matters. Joe is also a member of the firm’s Investment Management Group and specializes in representing wealth advisors, including registered investment advisors (RIAs) and brokers.
Joe’s mergers and acquisitions practice includes representation of both strategic and private equity clients on buy- and sell-side transactions with values ranging from less than $1.0 million to over $500 million.
Joe’s securities law practice includes representation of companies in the offering of debt and equity securities, such as convertible debt, Series Seed and Series A financings. Joe also represents companies on initial public offerings, shelf offerings and ongoing SEC reporting compliance.
Joe also represents a number of RIAs and brokers on a broad range of matters relating to their wealth advisory practices, including advice on partnership agreements, mergers and acquisitions, solicitor and sub-advisory arrangements and other ongoing operational matters.
Joe is a volunteer for the Children’s Law Center of Minnesota and represents foster kids pro bono in child protective services cases.
Prior to entering the legal profession, Joe was a CPA primarily engaged in financial process redesign, internal audit and Sarbanes-Oxley compliance. Joe also designed and managed retail financing programs and extended warranty and insurance products for a large powersports manufacturer.
