Posts from June 2016.

We heard you!

Your business is moving fast. You need to assess new developments quickly, determine if they apply to your business, and act accordingly. The Ticker is designed to focus your attention on key developments in the areas of SEC compliance, capital markets, corporate governance, executive compensation and other matters important to public companies and their officers and directors. Below are summaries of recent developments in these areas.

Public companies with operations in the U.K. and the E.U. should consider and disclose how uncertainties related to Brexit may impact their results and operations. 

On Monday, the SEC proposed changes to the definition of “smaller reporting company” that would allow more public companies to use the scaled-back disclosure applicable to these companies.

The SEC recently updated its compliance and disclosure interpretations (CDIs) providing guidance under Rule 701 in the context of M&A transactions. 

Last week, Tesla Motors announced its bid for SolarCity in a blog on its company website, rather than by press release through an established newswire. 

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