Posts from June 2018.

We heard you!

Your business is moving fast. You need to assess new developments quickly, determine if they apply to your business, and act accordingly. The Ticker is designed to focus your attention on key developments in the areas of SEC compliance, capital markets, corporate governance, executive compensation and other matters important to public companies and their officers and directors. Below are summaries of recent developments in these areas.

The Main Street Investors Coalition was launched in response to the recent shift of institutional investor focus to environmental, social and governance issues.

In a May speech, Deputy U.S. Attorney General Rod Rosenstein announced the DOJ’s policy to avoid the application of duplicative penalties by multiple regulatory bodies.

Recent SEC activity around cybersecurity has led to increased focus on internal reports of breaches and vulnerabilities and the attendant internal control deficiencies.

Many public companies are unprepared for the January 1, 2019, deadline for implementation of the new lease accounting standard.

Record-setting stock buybacks following enactment of the Tax Cuts and Jobs Act have riled critics.

A recent article in The Wall Street Journal examines the emerging trend of corporate ethics and compliance officers using “nudges” to promote ethical behavior among employees.

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