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The Ticker

The Ticker

We heard you! Your business is moving fast. You need to assess new developments quickly, determine if they apply to your business, and act accordingly. The Ticker is designed to focus your attention on key developments in the areas of SEC compliance, capital markets, corporate governance, executive compensation and other matters important to public companies and their officers and directors. Below are summaries of recent developments in these areas.

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Securities Group

Please contact a member of the group if you would like further information or have a topic you would like to see in The Ticker.


Study of Say-on-Pay Data Shows Your “Against” Vote Is Coming

June 26, 2019

In any given year, the vast majority of companies receive overwhelming shareholder support for their say-on-pay proposals; however, most companies should expect to receive an “against” vote recommendation from a proxy advisory firm at least once.

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Characteristics of 2019’s Newly-Appointed Directors

June 26, 2019

A recent publication by ISS Analytics examines the characteristics of directors who were newly-appointed at Russell 3000 companies and notes five major trends in new director appointments for 2019.

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Assessing First-Time Director Candidates

June 26, 2019

A recent publication by Spencer Stuart offers advice to boards seeking to expand their pool of director candidates and identify potential new, first-time directors and assess their suitability for the role.

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Attention Board Members: Do You Understand Your Board’s Business Chemistry?

June 26, 2019

While conversations about boardroom diversity typically focus on gender and race/ethnicity, Deloitte argues that diversity in terms of Business Chemistry type is also important for board effectiveness.

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A Fiduciary Duty to Stay Alive?

June 26, 2019

A recent article in The Wall Street Journal considers whether corporate leaders have a fiduciary responsibility to stay alive and examines the daredevil tendencies of top executives.

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Coming This Summer: A Dramatic Change in Auditor Reporting

May 20, 2019

Later this summer, audit reports for large accelerated filers will include a new section addressing “critical audit matters,” which “will be a dramatic change in auditor reporting and is expected to generate significant media attention, particularly in the first year of adoption.”

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SEC Proposes Amendments to “Accelerated Filer” and “Large Accelerated Filer” Definitions

May 20, 2019

On May 9, the SEC proposed amendments to Exchange Act Rule 12b-2 that would revise the “accelerated filer” and “large accelerated filer” definitions in order to reduce costs for certain lower-revenue companies.

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SEC Announces New Streamlined Procedure for Confidential Treatment Extensions

May 20, 2019

The SEC recently announced a streamlined procedure for registrants to apply for an extension of confidential treatment for previously granted requests under the traditional CTR regime.

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SEC Approves Silicon Valley-Based Stock Exchange

May 20, 2019

On May 10, the SEC approved the Long-Term Stock Exchange’s application to become a national securities exchange, clearing the way for the San Francisco-based company to launch the nation’s 14th stock exchange.

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New Study Examines How Public Companies Measure Executive Performance

May 20, 2019

A new study by Corporate Board Member and Compensation Advisory Partners surveyed 258 public company board members to “determine how board members measure performance and incorporate it in their company’s incentive compensation plans.”

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