Event Details
Date:
Hosted By: Investment Management and Securities Litigation groups
Questions: events@fredlaw.com
On March 12, 2020, our Investment Management and Securities Litigation attorneys provided an update on and analysis of Regulation Best Interest (Reg BI), including:
- Best Interest Standard
- Form CRS, requirements and delivery
- Rule amendments under the Investments Advisers Act
- Fiduciary duty standard and impact of Reg BI
Presenters
- Christian Hokans, Fredrikson
- Jessica Sharpe, Fredrikson
- Sandra Smalley-Fleming, Fredrikson
- Ryan Young, Fredrikson
For more information on Fredrikson's Investment Management Group, contact Sandy Smalley-Fleming.
